Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, YUNPENG
Chinese Name of Relevant Individual

劉運朋
HKMA Registration Number
AJ8386
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, YUNPENG
:
Chinese Name of Relevant Individual
劉運朋
:
HKMA Registration Number
AJ8386
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
25 Nov 2025
No
BUSINESS AND RELATIONSHIP MANAGEMENT
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
25 Nov 2025
No
BUSINESS AND RELATIONSHIP MANAGEMENT