Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, WING SUM COCO
Chinese Name of Relevant Individual

李穎琛
HKMA Registration Number
AJ8400
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, HSBC PREMIER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, HSBC PREMIER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, WING SUM COCO
:
Chinese Name of Relevant Individual
李穎琛
:
HKMA Registration Number
AJ8400
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
27 Nov 2025
No
ASSISTANT MANAGER, HSBC PREMIER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 Nov 2025
No
ASSISTANT MANAGER, HSBC PREMIER