Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BENGZON, EMMANUEL MARIANO JOSE
Chinese Name of Relevant Individual
HKMA Registration Number
AJ8463
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2026 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2026 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jun 2026 - 11 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2026 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2026 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Apr 2026 - 24 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2025 - 10 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2025 - 10 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Dec 2025 - 10 Dec 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BENGZON, EMMANUEL MARIANO JOSE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ8463
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ8463
UBS AG
Type 1: dealing in securities
05 Jun 2026 - 11 Jun 2026
No
AJ8463
UBS AG
Type 4: advising on securities
05 Jun 2026 - 11 Jun 2026
No
AJ8463
UBS AG
Type 6: advising on corporate finance
05 Jun 2026 - 11 Jun 2026
No
AJ8463
UBS AG
Type 1: dealing in securities
21 Apr 2026 - 24 Apr 2026
No
AJ8463
UBS AG
Type 4: advising on securities
21 Apr 2026 - 24 Apr 2026
No
AJ8463
UBS AG
Type 6: advising on corporate finance
21 Apr 2026 - 24 Apr 2026
No
AJ8463
UBS AG
Type 1: dealing in securities
05 Dec 2025 - 10 Dec 2025
No
AJ8463
UBS AG
Type 4: advising on securities
05 Dec 2025 - 10 Dec 2025
No
AJ8463
UBS AG
Type 6: advising on corporate finance
05 Dec 2025 - 10 Dec 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.