Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHENG, CHO LAM FIONA
Chinese Name of Relevant Individual

鄭楚霖
HKMA Registration Number
AJ8466
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE FINANCIAL PLANNING MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE FINANCIAL PLANNING MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHENG, CHO LAM FIONA
:
Chinese Name of Relevant Individual
鄭楚霖
:
HKMA Registration Number
AJ8466
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
05 Dec 2025
No
ASSOCIATE FINANCIAL PLANNING MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
05 Dec 2025
No
ASSOCIATE FINANCIAL PLANNING MANAGER