Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, CHI LAM
Chinese Name of Relevant Individual

陳智嵐
HKMA Registration Number
AJ8544
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TRADE CAPTURE SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, CHI LAM
:
Chinese Name of Relevant Individual
陳智嵐
:
HKMA Registration Number
AJ8544
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
16 Dec 2025
No
TRADE CAPTURE SPECIALIST