Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHEN, XIAONU
Chinese Name of Relevant Individual

申肖女
HKMA Registration Number
AJ8559
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
First date of engagement
17 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHEN, XIAONU
:
Chinese Name of Relevant Individual
申肖女
:
HKMA Registration Number
AJ8559
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
17 Dec 2025
No
PRODUCT SPECIALIST
CITIBANK, N.A.
Type 4: advising on securities
17 Dec 2025
No
PRODUCT SPECIALIST
CITIBANK, N.A.
Type 9: asset management
17 Dec 2025
No
PRODUCT SPECIALIST
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Dec 2025
No
PRODUCT SPECIALIST
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
17 Dec 2025
No
PRODUCT SPECIALIST