Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WU, LI HSIEN
Chinese Name of Relevant Individual

吳俐弦
HKMA Registration Number
AJ8601
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGEMENT ASSOCIATE, MANAGER
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGEMENT ASSOCIATE, MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WU, LI HSIEN
:
Chinese Name of Relevant Individual
吳俐弦
:
HKMA Registration Number
AJ8601
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
25 Dec 2025
No
MANAGEMENT ASSOCIATE, MANAGER
CTBC BANK CO., LTD.
Type 4: advising on securities
25 Dec 2025
No
MANAGEMENT ASSOCIATE, MANAGER