Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TAN, SUJATA HUI SZE
Chinese Name of Relevant Individual

陈惠诗
HKMA Registration Number
AJ8707
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TAN, SUJATA HUI SZE
:
Chinese Name of Relevant Individual
陈惠诗
:
HKMA Registration Number
AJ8707
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
09 Jan 2026
No
SALESPERSON