Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, SOOYOUNG
Chinese Name of Relevant Individual

HKMA Registration Number
AJ8724
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKETS
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKETS
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
09 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEBT CAPITAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, SOOYOUNG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ8724
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
09 Jan 2026
No
DEBT CAPITAL MARKETS
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
09 Jan 2026
No
DEBT CAPITAL MARKETS
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
09 Jan 2026
No
DEBT CAPITAL MARKETS