Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, WING YEE NICOLA
Chinese Name of Relevant Individual

陳穎兒
HKMA Registration Number
AJ8731
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, WING YEE NICOLA
:
Chinese Name of Relevant Individual
陳穎兒
:
HKMA Registration Number
AJ8731
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
10 Jan 2026
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
10 Jan 2026
No
WEALTH MANAGEMENT