Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAM, CHING YAN
Chinese Name of Relevant Individual

林青欣
HKMA Registration Number
AJ8823
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (SERVICE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (SERVICE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAM, CHING YAN
:
Chinese Name of Relevant Individual
林青欣
:
HKMA Registration Number
AJ8823
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
20 Jan 2026
No
ASSISTANT BRANCH MANAGER (SERVICE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
20 Jan 2026
No
ASSISTANT BRANCH MANAGER (SERVICE)