Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, VIVIAN LOK YEE
Chinese Name of Relevant Individual

李樂兒
HKMA Registration Number
AJ8918
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ACCOUNT MANAGER GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, VIVIAN LOK YEE
:
Chinese Name of Relevant Individual
李樂兒
:
HKMA Registration Number
AJ8918
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
30 Jan 2026
No
CLIENT ACCOUNT MANAGER GFIW