Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XIE, LIJUN
Chinese Name of Relevant Individual

謝麗君
HKMA Registration Number
AJ8948
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT GENERAL MANAGER OF FINANCIAL INSTITUTIONS DEPARTMENT
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT GENERAL MANAGER OF FINANCIAL INSTITUTIONS DEPARTMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XIE, LIJUN
:
Chinese Name of Relevant Individual
謝麗君
:
HKMA Registration Number
AJ8948
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
03 Feb 2026
No
ASSISTANT GENERAL MANAGER OF FINANCIAL INSTITUTIONS DEPARTMENT
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
03 Feb 2026
No
ASSISTANT GENERAL MANAGER OF FINANCIAL INSTITUTIONS DEPARTMENT