Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, POK WA
Chinese Name of Relevant Individual

李博華
HKMA Registration Number
AJ8954
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE, GLOBAL MARKETS DIVISION
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE, GLOBAL MARKETS DIVISION
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE, GLOBAL MARKETS DIVISION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, POK WA
:
Chinese Name of Relevant Individual
李博華
:
HKMA Registration Number
AJ8954
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
04 Feb 2026
No
TRAINEE, GLOBAL MARKETS DIVISION
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
04 Feb 2026
No
TRAINEE, GLOBAL MARKETS DIVISION
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 6: advising on corporate finance
04 Feb 2026
No
TRAINEE, GLOBAL MARKETS DIVISION