Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SHAM, KAI YU
Chinese Name of Relevant Individual

岑啟宇
HKMA Registration Number
AJ9045
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
20 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SHAM, KAI YU
:
Chinese Name of Relevant Individual
岑啟宇
:
HKMA Registration Number
AJ9045
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Feb 2026
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Feb 2026
No
INVESTMENT SERVICES
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Feb 2026
No
INVESTMENT SERVICES