Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, NGA YAN
Chinese Name of Relevant Individual

李雅欣
HKMA Registration Number
AJ9094
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SALES AND MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, NGA YAN
:
Chinese Name of Relevant Individual
李雅欣
:
HKMA Registration Number
AJ9094
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
28 Feb 2026
No
BUSINESS SALES AND MANAGEMENT