Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, SZE NOK SHARON
Chinese Name of Relevant Individual

陳思諾
HKMA Registration Number
AJ9109
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, SZE NOK SHARON
:
Chinese Name of Relevant Individual
陳思諾
:
HKMA Registration Number
AJ9109
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
02 Mar 2026
No
ASSOCIATE MANAGER
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
02 Mar 2026
No
ASSOCIATE MANAGER