Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
POON, LOK YIU
Chinese Name of Relevant Individual

潘樂瑶
HKMA Registration Number
AJ9248
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY RELATIONSHIP MANAGER,WM
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY RELATIONSHIP MANAGER,WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
POON, LOK YIU
:
Chinese Name of Relevant Individual
潘樂瑶
:
HKMA Registration Number
AJ9248
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2026
No
DEPUTY RELATIONSHIP MANAGER,WM
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2026
No
DEPUTY RELATIONSHIP MANAGER,WM