Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LI, JIAFAN
Chinese Name of Relevant Individual

李嘉帆
HKMA Registration Number
AJ9250
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ANALYST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ANALYST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, JIAFAN
:
Chinese Name of Relevant Individual
李嘉帆
:
HKMA Registration Number
AJ9250
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
20 Mar 2026
No
INV. BANKING ANALYST
UBS AG
Type 4: advising on securities
20 Mar 2026
No
INV. BANKING ANALYST
UBS AG
Type 6: advising on corporate finance
20 Mar 2026
No
INV. BANKING ANALYST