Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SO, YUEN YAN
Chinese Name of Relevant Individual

蘇琬茵
HKMA Registration Number
AJ9269
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASST PERSONAL BANKING MGR(BR)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASST PERSONAL BANKING MGR(BR)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, YUEN YAN
:
Chinese Name of Relevant Individual
蘇琬茵
:
HKMA Registration Number
AJ9269
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Mar 2026
No
ASST PERSONAL BANKING MGR(BR)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Mar 2026
No
ASST PERSONAL BANKING MGR(BR)