Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHUI, KA YIN
Chinese Name of Relevant Individual

徐嘉賢
HKMA Registration Number
AJ9330
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHUI, KA YIN
:
Chinese Name of Relevant Individual
徐嘉賢
:
HKMA Registration Number
AJ9330
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
01 Apr 2026
No
CLIENT ADVISOR FIM
UBS AG
Type 4: advising on securities
01 Apr 2026
No
CLIENT ADVISOR FIM