Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
WU, CHE YI
Chinese Name of Relevant Individual

吳哲誼
HKMA Registration Number
AJ9352
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WU, CHE YI
:
Chinese Name of Relevant Individual
吳哲誼
:
HKMA Registration Number
AJ9352
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Apr 2026
No
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
03 Apr 2026
No
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE