Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAU, TIN MUI
Chinese Name of Relevant Individual

劉天梅
HKMA Registration Number
AJ9499
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, TIN MUI
:
Chinese Name of Relevant Individual
劉天梅
:
HKMA Registration Number
AJ9499
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
24 Apr 2026
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
24 Apr 2026
No
CLIENT ADVISOR WM