Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TEE, JUN JIE LOUIS
Chinese Name of Relevant Individual

HKMA Registration Number
AJ9547
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
GTP
Remarks
Engage in the regulated activity until 03 Jul 2026
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TEE, JUN JIE LOUIS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ9547
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
30 Apr 2026
No
GTP
Engage in the regulated activity until 03 Jul 2026