Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHUNG, TIN LOK
Chinese Name of Relevant Individual

鍾天樂
HKMA Registration Number
AJ9579
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
05 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHUNG, TIN LOK
:
Chinese Name of Relevant Individual
鍾天樂
:
HKMA Registration Number
AJ9579
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK LTD.
Type 1: dealing in securities
05 May 2026
No
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
DBS BANK LTD.
Type 4: advising on securities
05 May 2026
No
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
DBS BANK LTD.
Type 6: advising on corporate finance
05 May 2026
No
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL