Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, LU
Chinese Name of Relevant Individual

劉璐
HKMA Registration Number
AJ9586
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, LU
:
Chinese Name of Relevant Individual
劉璐
:
HKMA Registration Number
AJ9586
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
06 May 2026
No
ASSISTANT MANAGER
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
06 May 2026
No
ASSISTANT MANAGER