Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, NGA KAM
Chinese Name of Relevant Individual

劉雅琴
HKMA Registration Number
AJ9630
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING OFFICER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
09 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICING OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, NGA KAM
:
Chinese Name of Relevant Individual
劉雅琴
:
HKMA Registration Number
AJ9630
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 May 2026
No
CLIENT SERVICING OFFICER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 May 2026
No
CLIENT SERVICING OFFICER