Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAW, YI LAM
Chinese Name of Relevant Individual

羅伊琳
HKMA Registration Number
AJ9639
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH & PERSONAL BANKING EXECUTIVE
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
12 May 2026
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH & PERSONAL BANKING EXECUTIVE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAW, YI LAM
:
Chinese Name of Relevant Individual
羅伊琳
:
HKMA Registration Number
AJ9639
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 May 2026
No
WEALTH & PERSONAL BANKING EXECUTIVE
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 May 2026
No
WEALTH & PERSONAL BANKING EXECUTIVE