Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAI, WAI FUNG RICHARD
Chinese Name of Relevant Individual

賴維鋒
HKMA Registration Number
AJ9820
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR DEALER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR DEALER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAI, WAI FUNG RICHARD
:
Chinese Name of Relevant Individual
賴維鋒
:
HKMA Registration Number
AJ9820
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jun 2026
No
SENIOR DEALER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Jun 2026
No
SENIOR DEALER