Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
HOWE, JACOB ALEXANDER
Chinese Name of Relevant Individual

HKMA Registration Number
AJ9877
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Engage in the regulated activity until 09 Sep 2026
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Engage in the regulated activity until 09 Sep 2026
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HOWE, JACOB ALEXANDER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ9877
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Jun 2026
No
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Engage in the regulated activity until 09 Sep 2026
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Jun 2026
No
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Engage in the regulated activity until 09 Sep 2026