Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
DYKES, STEFAN NATHAN
Chinese Name of Relevant Individual

HKMA Registration Number
AJ9921
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCING RISK
Remarks
Engage in the regulated activity until 19 Jun 2026
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCING RISK
Remarks
Engage in the regulated activity until 19 Jun 2026
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
DYKES, STEFAN NATHAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ9921
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jun 2026
No
FINANCING RISK
Engage in the regulated activity until 19 Jun 2026
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jun 2026
No
FINANCING RISK
Engage in the regulated activity until 19 Jun 2026