Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NKOMO, BARON LIOYD
Chinese Name of Relevant Individual

HKMA Registration Number
AJ9927
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
EQUITY RESEARCH
Remarks
Engaged as an itinerant professional (See Note below)
Note

The itinerant professional shall not carry out the regulated activity(ies) in Hong Kong for more than 45 days in each calendar year and shall at all times be accompanied by a relevant individual (who is not a temporarily engaged staff or itinerant professional) in performing the regulated activity(ies) in Hong Kong.

Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NKOMO, BARON LIOYD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ9927
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
16 Jun 2026
No
EQUITY RESEARCH
Engaged as an itinerant professional (See Note below)
Note

The itinerant professional shall not carry out the regulated activity(ies) in Hong Kong for more than 45 days in each calendar year and shall at all times be accompanied by a relevant individual (who is not a temporarily engaged staff or itinerant professional) in performing the regulated activity(ies) in Hong Kong.