Register of Securities Staff of AIs

Last updated on 30/07/2026
< SEARCH AGAIN
Name of Relevant Individual
SOO, SHUEN FELICITY
Chinese Name of Relevant Individual

蘇璿
HKMA Registration Number
AK0044
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MTN DEALER, GLOBAL MARKETS DIVISION
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
MTN DEALER, GLOBAL MARKETS DIVISION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SOO, SHUEN FELICITY
:
Chinese Name of Relevant Individual
蘇璿
:
HKMA Registration Number
AK0044
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
01 Jul 2026
No
MTN DEALER, GLOBAL MARKETS DIVISION
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
01 Jul 2026
No
MTN DEALER, GLOBAL MARKETS DIVISION