Register of Securities Staff of AIs

Last updated on 30/07/2026
< SEARCH AGAIN
Name of Relevant Individual
NADKARNI, NAMRATA HARISH
Chinese Name of Relevant Individual

HKMA Registration Number
AK0080
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NADKARNI, NAMRATA HARISH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AK0080
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
06 Jul 2026
No
TRADER
UBS AG
Type 4: advising on securities
06 Jul 2026
No
TRADER