Register of Securities Staff of AIs

Last updated on 30/07/2026
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Name of Relevant Individual
LAU, SIU WING
Chinese Name of Relevant Individual

劉兆穎
HKMA Registration Number
AK0108
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, SIU WING
:
Chinese Name of Relevant Individual
劉兆穎
:
HKMA Registration Number
AK0108
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2026
No
ASSISTANT MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2026
No
ASSISTANT MANAGER