Register of Securities Staff of AIs

Last updated on 30/07/2026
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Name of Relevant Individual
GUO, YICHEN
Chinese Name of Relevant Individual

郭奕辰
HKMA Registration Number
AK0122
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
GUO, YICHEN
:
Chinese Name of Relevant Individual
郭奕辰
:
HKMA Registration Number
AK0122
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
08 Jul 2026
No
ASSISTANT RELATIONSHIP MANAGER
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
08 Jul 2026
No
ASSISTANT RELATIONSHIP MANAGER