Register of Securities Staff of AIs

Last updated on 30/07/2026
< SEARCH AGAIN
Name of Relevant Individual
TSOI, KA WING
Chinese Name of Relevant Individual

蔡嘉穎
HKMA Registration Number
AK0128
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE, GLOBAL MARKETS DIVISION
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE, GLOBAL MARKETS DIVISION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSOI, KA WING
:
Chinese Name of Relevant Individual
蔡嘉穎
:
HKMA Registration Number
AK0128
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
09 Jul 2026
No
TRAINEE, GLOBAL MARKETS DIVISION
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
09 Jul 2026
No
TRAINEE, GLOBAL MARKETS DIVISION