Register of Securities Staff of AIs

Last updated on 30/07/2026
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Name of Relevant Individual
HO, GORDON KA BAO
Chinese Name of Relevant Individual

何嘉寶
HKMA Registration Number
AK0136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
10 Jul 2026
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HO, GORDON KA BAO
:
Chinese Name of Relevant Individual
何嘉寶
:
HKMA Registration Number
AK0136
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Jul 2026
No
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Jul 2026
No
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
10 Jul 2026
No
ASSOCIATE, CORPORATE AND INSTITUTIONAL BANKING